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RIA Firms. The attorneys of Kupfer & Associates have assisted hundreds of registered investment advisory firms and industry service and aggregator platforms to launch, grow and exit. At Kupfer & Associates we work with RIA firms through every stage of development of their business – from working with break-away brokers on their transition to independence, to creating, designing and structuring new firms and platforms through our whiteboarding sessions, strategic advice and legal Miller Canfield provides a full range of services to meet the legal, compliance, and business needs of registered investment advisors. We help our clients meet their challenges and realize their opportunities. We provide individualized consultation and documentation, as well as customized solutions for our advisor clients.

“[RIA] performed professionally through some difficult experiences and never will have one lawyer and a law clerk dedicated to bringing their file to resolution.

Office of the Attorney General, Maryland Division of Securities 2/28/2012 19 . Financial Requirements • If investment adviser has custody of client assets or The Office of the Attorney General is unable to guarantee the accuracy of this translation and is therefore not liable for any inaccurate information resulting from the translation application tool.

Ria attorney

21 Jun 2019 An RIA'S Communications with Attorney Consultants Associated with its Outside Compliance Firm are Always Privileged, RIGHT? Well, That 

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15 May 2020 While reporting receipt of a PPP loan by an RIA is not definitively necessary, affected individuals and entities are cautioned to strongly consider  RHLS attorneys have always been able to do both development and policy work.
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Our attorneys have represented advisors, both start-ups and those well My RIA Lawyer, Atlanta, Georgia. 58 likes.